Market Moves
Structured Finance
Market moves - 6 April
Europe
CSC has hired Robert Berry as chairman of its capital markets group in London and Debra Parsall as director, also in London. Berry was most recently global head of capital markets at Intertrust Group. Parsall was most recently a director of capital markets at SFM Europe.
The Bank of England has hired Antonio Guevara as an ILS specialist. Guevara was previously involved in structuring and origination in the ILS and insurance department at Tullett Prebon.
North America
Palmer Square Capital Management has hired Scott Betz in the newly created position of coo and will also serve as chief compliance officer. He comes from Scout Investments, where he was coo, chief compliance officer and treasurer.
Brian Juliano, md at PGIM Fixed Income, will be named head of US bank loan portfolio management on retirement of Joe Lemanowicz later this year. Juliano will also continue in his role as co-head of the firm’s US CLO business together with Bent Hoyer, and will be a senior portfolio manager for CLO tranches. In his CLO-related capacity, he will continue to report to John Vibert, managing director and head of structured products. Juliano joined the firm in 2000, and became a member of the bank loan team in 2003. Before joining the bank loan team he was a CDO analyst and a member of PGIM Fixed Income’s Financial Management group.
Mark Squitieri has joined B Riley FBR as head of IG credit trading and md of its fixed income capital markets group. He was previously md, credit trading at Tribal Capital Markets.
Acquisitions
Stone Point Capital has acquired a majority stake in American Mortgage Consultants. Terms of the transaction have not been disclosed.
Partnerships
Ranieri Solutions has partnered with Symbiont, a blockchain and smart contract firm. Ranieri Solutions hopes the partnership will bring further efficacy, transparency and security to the mortgage markets.
ZAIS suit filed
A class action suit has been filed in the New Jersey District Court against ZAIS Group Holdings that stems from the proposed transaction, pursuant to which the minority shares of ZAIS class A common stock will be acquired by the company’s majority stockholder, chairman and cio defendant Christian Zugel, through his affiliated entities Z Acquisition and ZGH Merger Sub (SCI 12 January). The defendants filed a preliminary proxy statement with the US SEC in connection with the proposed transaction, which was subsequently amended but omits material information. The action alleges that the omission renders the proxy statement false and misleading and, as such, the defendants violated Sections 14(a) and 20(a) of the Securities Exchange Act of 1934. Specifically, the proxy statement is said to omit material information regarding the company’s financial projections and the valuation analysis performed by its financial advisor Houlihan Lokey, which would allow stockholders to better understand the financial analyses performed by the financial advisor in support of its fairness opinion.
ICR SLABS RFC
Moody's is seeking feedback on its proposed approach to rating ABS backed by payments from well-seasoned income-contingent repayment (ICR) student loans in the UK, the key risk of which is uncertainty over the size of borrower payment obligations and the extent to which they will be large enough to pay off the loans prior to cancellation. In particular, Moody's analysis would focus on three major risk factors in ICR loan payments: growth in real income; likelihood of borrower unemployment; and likelihood of loan cancellation. Market participants are invited to comment on the proposals by 3 May 2018.
BDC externalisation
Barings is set to become the investment adviser to Triangle Capital Corp, a BDC that invests in the lower middle market. As part of the transaction, Barings will invest US$100m of equity in the company’s shares to establish a significant ownership stake and make an US$85m payment directly to the company’s shareholders at close. Barings has also committed to make up to US$50m of secondary share purchases at prices up to and including the then-current net asset value during the first two years post-close. Upon closing of the transactions, Benefit Street Partners will purchase the company’s current investment portfolio for US$981.2m and Barings will manage the company going forward. Eric Lloyd, head of global private finance for Barings, will serve as ceo of the BDC.
6 April 2018 15:58:59
