Regulation

Regulation is applied by regulators or supervisors in their relevant jurisdictions to try to ensure the avoidance of such perils as market disruption, systemic risk, market manipulation, trade confirmation backlogs, insider trading, front running and illegal practices, including rogue trading and hiding losses. Major regulators include: The Basel (or Basle) Committee on Banking Supervision, the Bank for International Settlements, the US Federal Reserve, the EU, ECB, UK FCA, Japan FSA and the People’s Bank of China.


  • Iberian RMBS investment disclosed

    Sector developments and company hires

    Iberian RMBS investment disclosed The EIB has disclosed that it invested €50m in UCI&r...

    Market moves    12 May 2021
  • STS BTL RMBS prepped

    Sector developments and company hires

    STS BTL RMBS prepped Domivest is in the market with the first-ever STS buy-to-let RMBS. Dubbed Domi...

    Market moves    11 May 2021
  • Geographical divergence

    CSEE moratoria more likely to underperform

    EU banks set aside large provisions in 2020 in anticipation of Covid-induced higher default rates, b...

    News Analysis    11 May 2021
  • Risk transfer round-up - 11 May

    CRT sector developments and deal news

    Bank of Montreal has called Muskoka Series 2020-1. The US$132m financial guarantee was executed in A...

    News    11 May 2021
  • Mortgage-backed SRT priced

    Credit Suisse executes Elvetia refinancing

    News    10 May 2021
  • NPL rebound?

    Secured loan sales set for 2022 return

    European secured loan sales witnessed their sharpest contraction last year as the coronavirus pandem...

    News    6 May 2021
  • Tight pricing

    Standard Chartered prints CRT

    Standard Chartered has finalised a US$180m CLN that references a US$2bn portfolio of around 130 US a...

    News    5 May 2021
  • Balancing act

    Alexander Batchvarov, md, head of international structured finance research at BofA Securities, disc...

    Q: How would you describe European investor appetite for esoteric securitisations currently? A: We...

    Talking Point    30 April 2021
  • Greek investment partnership inked

    Sector developments and company hires

    Greek investment partnership inked Mount Street Group has formed a strategic partnership in Greec...

    Market moves    29 April 2021
  • Irish RPL refi prepped

    Sector developments and company hires

    Irish RPL refi prepped A refinancing of two Irish reperforming RMBS - European Residential Loan Sec...

    Market moves    28 April 2021
  • APAC ESG expansion eyed

    Sector developments and company hires

    APAC ESG expansion eyed Moody’s is set to expand its Singapore office with the aim of s...

    Market moves    27 April 2021
  • Risk transfer round-up - 27 April

    CRT sector developments and deal news

    Credit Suisse has redeemed and delisted two Magnolia Finance Five transactions. Magnolia Finance Fiv...

    News    27 April 2021
  • Democratising data

    Stephane Michel, senior portfolio manager at the international business of Federated Hermes, answers...

    Q: How does Federated Hermes integrate ESG in its CLO business? A: CLOs are still very much a unive...

    The Structured Credit Interview    27 April 2021
  • Downgrades for 'lower quality' mall CMBS

    Sector developments and company hires

    Downgrades for ‘lower quality’ mall CMBS Moody's has downgraded 119 pri...

    Market moves    26 April 2021
  • Uncertainty highlighted

    UK banks unclear on project finance slotting

    The application of the slotting approach to synthetic securitisations referencing project finance as...

    News Analysis    23 April 2021
  • Climate concerns

    KBRA md Peter Giacone and Nephila Climate structured finance director Ariane West discuss the nexus ...

    PG: How does the insurance industry fit into the ESG discussion and where do you see touch points wi...

    Talking Point    22 April 2021
  • Bottoming out

    EU NPL ratios improve

    Despite the significant decline in economic activity since the coronavirus outbreak, European banks...

    News    22 April 2021
  • Forbearance SPV availability ends

    Sector developments and company hires

    Forbearance SPV availability ends The Australian Office of Financial Management has released an upd...

    Market moves    21 April 2021
  • Blockchain mortgage 'ecosystem' prepped

    Sector developments and company hires

    Blockchain mortgage ‘ecosystem’ prepped Liquid Mortgage has raised capital fr...

    Market moves    20 April 2021
  • RWA boost

    ECB reveals TRIM findings

    The ECB has published the findings from its targeted review of internal models (TRIM). The exercise...

    News Analysis    20 April 2021
  • CRT seminar line-up finalised

    Workshop and roundtable discussion on the agenda

    SCI’s 5th Annual Risk Transfer & Synthetics Seminar is taking place tomor...

    News    20 April 2021