Regulation

Regulation is applied by regulators or supervisors in their relevant jurisdictions to try to ensure the avoidance of such perils as market disruption, systemic risk, market manipulation, trade confirmation backlogs, insider trading, front running and illegal practices, including rogue trading and hiding losses. Major regulators include: The Basel (or Basle) Committee on Banking Supervision, the Bank for International Settlements, the US Federal Reserve, the EU, ECB, UK FCA, Japan FSA and the People’s Bank of China.


  • New leadership

    Sector developments and company hires

    Crestbridge has appointed Martin Lambert as its new head of UK operations following the retirement o...

    Market moves    17 January 2022
  • Longer-dated profile

    Project finance exposure embraced

    News    17 January 2022
  • SCI Start the Week - 17 January

    A review of SCI's latest content

    CRT Training launch SCI has launched a new Capital Relief Trades training course, providing complet...

    News    17 January 2022
  • DTI ratios eyed

    Affordability changes could 'increase default risk'

    Proposed changes to residential mortgage affordability testing in the UK would increase first-time b...

    News    14 January 2022
  • Greek surge continues

    Eurobank finalises second SRT

    News    14 January 2022
  • Greek NPL JV agreed

    Sector developments and company hires

    Mount Street Group has received regulatory approval from the Bank of Greece to form a strategic part...

    Market moves    13 January 2022
  • Corporate SRT priced

    HSBC completes US capital relief trade

    News    12 January 2022
  • SCI Forum: does the STS regime work?

    Our expert responds to readers' questions

    Is STS doing what it is designed to do for the securitisation market? Daniel Hill, partner at Alle...

    Talking Point    7 January 2022
  • Decision notice issued against BlueCrest

    Sector developments and company hires

    Decision notice issued against BlueCrest The UK FCA has published a decision notice against BlueCre...

    Market moves    24 December 2021
  • From strength to strength

    Landmark year for Aussie securitisation

    With A$48.79bn publicly placed across 64 individual transactions in 2021, the Australian securitisat...

    News Analysis    23 December 2021
  • Regulatory redemption?

    European CLO sustainability disclosures eyed

    ESG investment criteria are rapidly becoming a standard feature across the European CLO market. Enha...

    News Analysis    21 December 2021
  • Nephila taps LBR vehicle

    Sector developments and company hires

    Nephila taps LBR vehicle Nephila Capital has funded its newly launched Syndicate 2358, which focuse...

    Market moves    21 December 2021
  • Crucial conclusions

    EBE highlights importance of securitisation to the real economy

    A new joint study by AFME, European DataWarehouse and True Sale International demonstrates that the...

    News Analysis    21 December 2021
  • RFC issued on non-sequential amortisation

    Sector developments and company hires

    RFC issued on non-sequential amortisation The EBA has launched a public consultation on draft regul...

    Market moves    20 December 2021
  • Greek SRT finalised

    Alpha Bank closes capital relief trade

    Alpha Bank has completed a €145m synthetic securitisation that references a €1.9bn...

    News    20 December 2021
  • SCI Start the Week - 20 December

    A review of SCI's latest content

    Last week's news and analysis Auto CRT priced Santander engineers US return Bank bona...

    News    19 December 2021
  • Spanish private debt fund wins EIF backing

    Sector developments and company hires

    Spanish private debt fund wins EIF backing Beka Finance has formed a private debt management unit,...

    Market moves    17 December 2021
  • Offshore appeal

    International ratings for CMB credit card ABS

    The first Chinese credit card ABS rated by an international agency (S&P) has closed. Zhaoyin...

    News Analysis    17 December 2021
  • Auto CRT priced

    Santander engineers US return

    Santander has completed its synthetic securitisation that references a US$2.17bn portfolio of US aut...

    News    17 December 2021
  • Opportunities in interventionism?

    New housing bill opens door to Spanish BTL market

    Spain’s minority coalition partners recently agreed a draft housing law - the first since...

    News Analysis    17 December 2021
  • UK review released

    HMT 'broadly supportive' of securitisation market

    The UK government has published its report on the review of the securitisation regulation (SCI 28 Ju...

    News    14 December 2021