Regulation

Regulation is applied by regulators or supervisors in their relevant jurisdictions to try to ensure the avoidance of such perils as market disruption, systemic risk, market manipulation, trade confirmation backlogs, insider trading, front running and illegal practices, including rogue trading and hiding losses. Major regulators include: The Basel (or Basle) Committee on Banking Supervision, the Bank for International Settlements, the US Federal Reserve, the EU, ECB, UK FCA, Japan FSA and the People’s Bank of China.


  • Positive prospects?

    CRE tops Stage Two allocations

    Commercial real estate loans were allocated the largest share of Stage Two classifications, accordin...

    News    8 December 2021
  • Landmark SRT inked

    Wealth management unit completes synthetic ABS

    News    8 December 2021
  • ESG data coverage scrutinised

    Sector developments and company hires

    The European Leveraged Finance Association (ELFA) has analysed coverage by three ESG data vendors fo...

    Market moves    7 December 2021
  • UK SME return

    Lloyds completes capital relief trade

    News    7 December 2021
  • Covid-19: Lessons for the CMBS market

    Iona Misheva, partner at Allen & Overy, explores the lessons that the pandemic provided for...

    Talking Point    6 December 2021
  • Mespil refinanced

    BOI completes leveraged loan CRT

    News    3 December 2021
  • ESG countdown

    ECB climate stress tests pending

    The ECB’s pending climate stress tests are expected to offer some answers around the data...

    News Analysis    3 December 2021
  • Bosphorus CLOs transferred

    Sector developments and company hires

    Bosphorus CLOs transferred Cross Ocean Adviser, an affiliate of Cross Ocean Partners Management, h...

    Market moves    2 December 2021
  • SRT chronicle: part three

    In the final instalment of a three-part series on bank risk transfer transactions, Olivier Renault* ...

    We have seen in part one of this series how far the SRT sector has developed in the past 10 years fr...

    Talking Point    2 December 2021
  • RFC issued on ABS tax policies

    Sector developments and company hires

    RFC issued on ABS tax policies HMRC is seeking feedback on two draft statutory instruments: the Tax...

    Market moves    1 December 2021
  • BWIC workgroup formed

    Sector developments and company hires

    Mortgage Industry Standards Maintenance Organization (MISMO) has formed a BWIC data development work...

    Market moves    30 November 2021
  • Ramp-up continues

    Barclays completes capital relief trade

    News    29 November 2021
  • SCI forum: What are the benefits of forward flow structures for the securitisation market?

    Our panel of market practitioners respond to readers' questions

    Conor Houlihan, partner at DLA Piper, Ireland Current dynamics in the banking sector are such that...

    Talking Point    26 November 2021
  • Partial placement dropped

    Montepio opts for full-stack SRT

    Montepio Bank has finalised a full-stack significant risk transfer transaction backed by a &euro...

    News    26 November 2021
  • Syon upgraded on stable performance

    Sector developments and company hires

    KBRA has completed a surveillance review of Lloyds’ synthetic RMBS Syon Securities 2020-2....

    Market moves    25 November 2021
  • SRT chronicle: part two

    In the second of a three-part series on bank risk transfer transactions, Olivier Renault* looks at t...

    The SRT market is predominantly European (representing 86% of transactions since 2010), although US...

    Talking Point    25 November 2021
  • Advanzia advances

    German credit card ABS debuts

    European online lender Advanzia has closed its debut ABS transaction of over €475m in senio...

    News    25 November 2021
  • Spitfire launched

    Santander completes capital relief trade

    Santander has finalised a synthetic securitisation of UK auto loans. Dubbed Project Spitfire, the tr...

    News Analysis    24 November 2021
  • Robust fundamentals

    Positive outlook for GSE CRT market

    GSE credit risk transfer gross new issuance has already hit record annual volumes, driven by high mo...

    News Analysis    22 November 2021
  • The lessons of history

    STACR founder Don Layton talks the early and current days of the market

    In the latest Freddie Mac podcast former ceo Don Layton describes the birth of the CRT market and sa...

    Talking Point    19 November 2021
  • Lower for longer?

    SRTs to benefit from inflation

    Significant risk transfer transactions are expected to receive a boost from anticipated interest rat...

    News Analysis    18 November 2021